A leader in the financial technology industry, is seeking a meticulous and experienced Compliance Officer to join their compliance team. This is a permanent, full-time role based in-office with some flexibility. The Compliance Officer will be responsible for ensuring that operations and business transactions align with relevant legal and internal guidelines. This role requires a keen eye for detail, excellent analytical skills, and a deep understanding of regulatory requirements.
Responsibilities:
Regulatory Compliance:
Monitor and ensure compliance with local regulations and industry standards.
Stay updated on changes to relevant laws and regulations and communicate these changes within the organisation.
Ensure merchant onboarding compliance regulations are in effect at all times.
Policy Development:
Develop, implement, and maintain compliance policies and procedures.
Conduct regular reviews and updates of company policies to ensure continued compliance.
Enterprise Risk Management:
Identify and assess areas of compliance risk and develop strategies to mitigate these risks.
Conduct internal audits and investigations to ensure adherence to compliance policies.
Training and Education:
Design and conduct training programmes for employees on compliance-related topics.
Ensure that staff are aware of and understand compliance policies and procedures.
Reporting and Documentation:
Prepare and submit compliance reports to the Board of Directors, Audit and Risk Committee, regulatory bodies, and senior management.
Maintain detailed records of compliance activities and investigations.
Advisory:
Provide expert advice and guidance to management and employees on compliance issues.
Act as the primary point of contact for regulatory authorities.
Requirements
Bachelor’s degree in Law, Business Administration, Finance, or a related field (non-negotiable).
An advanced degree or professional certification in compliance (e.g., Certified Compliance & Ethics Professional (CCEP), Certified Regulatory Compliance Manager (CRCM)) is a plus.
Minimum of 3-5 years of experience in a compliance role, preferably within the financial services or fin-tech industry.
Proven track record of managing compliance programmes, conducting risk assessments, and keeping the risk register up to date within the organisation.
Strong knowledge of regulatory requirements and industry standards.
Excellent analytical and problem-solving abilities.
Exceptional communication and interpersonal skills.
Ability to work independently and manage multiple tasks simultaneously.
Proficiency in compliance management software and Microsoft Office Suite.